IQ-EQ

IQ-EQ

📍 Location: London is in the Greater London region, not a US state, so no state is specified, London, United Kingdom
employeeEmployees: 5001 - 10000

IQ-EQ is a leading investor services group with global expertise, providing solutions for fund managers, companies, family offices and private clients worldwide.

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Compliance Monitoring Associate

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2 days ago
🛢️ SmartRecruiters
Full Time
💼 In-Person
🟢 Entry level (2 Years)
💹 Finance Jobs
Risk and Compliance Jobs
⚙️ Operations Jobs
💰 Finance
✍️ Full Description
You'll act as an integral part of the new business client on-boarding and the ongoing monitoring of processing client due diligence (CDD). Provide adequate and appropriate guidance on CDD enquiries raised by the Client Services Teams and actively supporting team members by providing on-the-job training and subject matters point of reference.

Requirements

  • 2+ years' experience undertaking compliance monitoring within financial services with an asset management focus
  • Bachelor's degree in accounting, finance, law or related field, or relevant professional industry qualifications.
  • Experience within the investment fund industry, with a knowledge of AIFMD including policies and processes for alternative investment funds, and wealth management policies and processes.
  • Strong time management and organizational abilities.
  • Strong communication skills, both written and verbal.

Benefits

  • Pension scheme
  • Life cover
  • Income protection
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