Business Assurance Associate
Charles StanleyLondon, England, United Kingdom
Posted February 20, 2026
Full Time
About the Company
Charles Stanley, part of Raymond James Wealth Management, is a leading UK wealth management firm offering bespoke investment portfolios and tailored financial advice. With a focus on client-centric service since 1792, Charles Stanley provides comprehensive solutions including discretionary portfolio management, execution-only share dealing, ISAs, SIPPs, corporate wealth management, financial planning, and specialist fiduciary services. The company's extensive network of over 20 offices across the UK ensures high-standard service to individuals, charities, institutions, and professional advisers.
Job Description
We are looking for a proactive and detail-driven Business Assurance Associate to help strengthen our first-line controls within the Front Office. This role plays a key part in embedding a culture of quality, accountability, and regulatory excellence across our business.
Requirements
- CISI Level 7, CII Level 7, or an equivalent qualification
- Experience in both Investment Management and Financial Planning, whether front-line/client-facing or within first-line or second-line oversight
- Strong technical understanding of Protection, Pensions, Investments, CGT, and IHT
- Experience working within a financial or professional services organisation
- Supervisory or team leadership experience is desirable
