Registered Client Service Associate

Role Overview

Registered Client Service Associates provide exceptional service to clients and support Financial Advisors on a daily basis. They build trusted relationships with clients through regular interactions and lead with a client-first mindset.

What You Will Do

The role involves providing service coverage for Financial Advisors, executing money movement transactions, answering client questions, and educating clients on digital tools. You will also onboard and maintain client accounts, provide account information, and support marketing strategies.

Why It Might Be a Fit

A successful candidate will have strong interpersonal skills, be detail-oriented, and have advanced Microsoft Office skills. They will also be able to multitask, work in a fast-paced environment, and be a team player.

Requirements

• High School Diploma/Equivalency
• College degree preferred
• Active Series 7 (GS), and Series 66 (AG/RA) or Series 63 (AG) and Series 65 (RA)
• Two or more years of industry experience preferred

Benefits

• Comprehensive employee benefits and perks
• Opportunity to move about the business
• Commission earnings
• Incentive compensation
• Discretionary bonuses
• Short and long-term incentive packages