Compliance Officer

Role Overview

A Client Compliance Officer within Line 1 Operations helps Apex Superannuation colleagues to comply with relevant laws and regulations and to maintain the highest standards of ethical conduct, integrity and professionalism. Compliance Officers provide subject matter expertise and guidance to operational teams to ensure practices are aligned to policies, standards and regulatory obligations.

What You Will Do

Respond to internal business queries, complete review activities, provide input and/or sign off on documents, support the business on defined benefit and fund design activities, keep up to date with changes in legislation, provide regulatory impact assessment, and contribute to the team’s development.

Why It Might Be a Fit

The role requires a seasoned, professional individual contributor who can work independently, help teammates thrive, and collaborate with stakeholders across the company. The ideal candidate has demonstrated relevant experience in the superannuation, banking and finance, insurance or similar industry, and extensive knowledge of superannuation industry products and services.

Requirements

• Demonstrated relevant experience in the superannuation, banking and finance, insurance or similar industry
• Extensive knowledge of superannuation industry products and services and their application
• Basic understanding of Line 1 Compliance requirements and standards
• Experience working with Defined Benefit Superannuation accounts
• Experience in using online information systems, external portals and other applications such as Microsoft Office (Word and Excel)

Benefits

• Equal opportunity employer
• Positive impact on people, society, and the planet
• Corporate Social Responsibility (CSR) policy