Senior Compliance Analyst, EMEA (Frankfurt or London)

Wellington Management is seeking a Senior Compliance Analyst to support the sales and marketing compliance program, focusing on cross-border distribution activities, marketing content and sales practices. The role will be responsible for advising local and regional sales teams on compliance matters, monitoring cross-border regulations across EMEA, reviewing financial promotion content and updating relevant policies, procedures and guidance.

Requirements

• At least five years of relevant experience in compliance or product marketing at investment management and/or financial services firms
• Fluency in German and English languages are essential
• Strong academic background, including university degree

Benefits

• Generous Paid Time Off
• 401k Matching
• Retirement Plan
• Four Day Work Week