The Rosenthal Consulting Group is a leading recruiting search firm specializing in Financial Services. They provide tailored human resource solutions for Investment Advisors, Hedge Funds, Asset Managers, Banks, Broker-Dealers, and Investment Banks, emphasizing both skills and organizational fit. With over 25 years of experience under Stuart Rosenthal's leadership, the company offers exceptional service and a deep network to deliver customized staffing solutions across various compliance and regulatory roles.
Open Positions
Compliance Investigator
5 years' experience as an investigator or compliance officer, Bachelor's Degree (advanced degree preferred)
Registration Manager
Undergraduate degree, 2+ years of compliance experience, familiarity with Web CRD and FINRA requirements
Branch Office Examiner - Broker/Dealer
2+ years of branch examination or compliance experience, Series 7 FINRA registration, and a bachelor's degree required
Bank Lending Compliance Officer
2+ years of Consumer Lending compliance experience, Risk Assessment experience, and experience with testing transactions and Bank websites
SENIOR LOAN OFFICER
Master's Degree in Business Administration, Finance, Public Health, Public Policy or related field. 5-7 years' of lending experience in healthcare finance, community development finance, commercial lending or directly related field
Broker-Dealer Surveillance Analyst
3+ years of compliance experience, college degree, strong analysis and communication skills