Sr. Compliance Officer

Acorns is seeking a Senior Compliance Officer to lead the charge in navigating the complex regulatory landscape of the fintech world. The role involves ensuring activities align with internal standards and external regulations, protecting the mission and customers. The company offers a remote-first environment with optional access to office space in Irvine, CA.

Requirements

• 7+ years experience with a Financial Services organization
• FINRA SIE,Series 7, 24, 63 and 65 (or 66) licenses required
• Proven experience in financial compliance, specifically with broker-dealer and investment advisory regulations.
• Exceptional ability to evaluate risk and make sound decisions as an individual contributor or part of a fast-paced team.
• Strong communication and interpersonal skills, with the ability to translate complex regulations into actionable business plans.
• Experience with regulatory inquiries and a deep understanding of the current financial regulatory environment.
• Hunger to deliver game-changing products.
• Exceptional drive and precision in delivery.
• A belief that your work is tied to your life's mission.
• Optimistic about the potential of societal change.

Benefits

• Competitive salary and stock options
• A comprehensive benefits package for you and your family
• Flexible work location, hours, and paid time off
• 401(k) matching
• Monthly Acorns account contribution & GoHenry account for your family
• Mindfulness and Financial Wellness resources, Headspace and Addition Wealth
• Acorns Career Development Program
• Roots Leadership Program for Emerging Leaders
• Community week onsite gatherings and various virtual events