Operations Associate

The Operations Associate plays a key role in supporting the daily operations of Allworth’s Direct Business department, processing client account requests, ensuring compliance, and delivering an exceptional service experience.

Requirements

• 2+ years of experience in financial services operations
• Series 6 license preferred
• Strong understanding of mutual funds, variable annuities, and 529 plans
• Exceptional attention to detail and organizational skills
• Proven ability to manage multiple priorities and meet deadlines
• Excellent communication and interpersonal skills
• Proficiency with Microsoft Office, Salesforce, or similar workflow and CRM tools
• High School Diploma or GED required, College preferred

Benefits

• Medical: Blue Shield (PPOs and HDHP with HSA) plans and Kaiser (HMO) plans for California associates
• Dental insurance with MetLife
• Vision insurance with VSP
• Optional supplemental benefits
• Healthcare savings accounts with company contribution
• Flexible spending accounts
• Flexible working arrangements
• Generous 401K contributions
• Exempt associates qualify for our flexible paid time off policy
• Non-Exempt associates will receive 15 days of paid time off annually during the first three years of employment
• 11 Paid Holidays
• Option to participate in our Equity Purchase Program (Contract, intern, and part-time employees are not eligible)
• Future growth opportunities within the company