Compliance Director

Altruist is hiring a Compliance Director to lead a major pillar of its compliance program. The ideal candidate will have 10+ years of hands-on compliance experience, including 3+ years of team leadership. The role requires expertise in FINRA and SEC rules, regulatory expertise, and strong people leadership skills.

Requirements

• 10+ years of hands-on compliance experience at a broker-dealer and/or investment adviser
• 3+ years of team leadership experience
• Investment adviser compliance experience strongly preferred
• Prior experience in a fintech or high-growth financial services environment strongly preferred
• Series 7 and Series 24 licenses required; Series 4 preferred or required within 90 days of hire
• Bachelor's degree (B.A. or B.S.) in a relevant field

Benefits

• Competitive pay and equity for eligible positions
• Premium healthcare, dental, and vision insurance plans
• 401k savings plan with a 4% match and immediate vesting
• 16 week paid parental leave after one year of employment
• Professional growth and development opportunities
• Company perks program
• Financial guidance program
• One month work from anywhere policy
• Total compensation includes a competitive benefits package, along with equity in the form of Stock Options (ISOs) for eligible roles