Senior Compliance Manager
AltruistLos Angeles, California, United States • California, United States • San Francisco, California, United States • Dallas, Texas, United States
Posted February 9, 2026
124000 - 170000 USD
Full Time
About the Company
Altruist is a fintech company transforming the wealth management industry with an AI platform.
Job Description
Altruist is a fintech company that is transforming the wealth management industry with an AI platform. We're looking for a Senior Compliance Manager to help lead product and marketing compliance efforts and support employee compliance.
Requirements
- 7+ years of hands-on compliance experience at a broker-dealer and investment adviser
- Strong knowledge of FINRA and SEC rules
- Series 7 and Series 24 licenses required; Series 4 preferred or required within 90 days of hire
- Bachelor's degree in a relevant field
- Strong technical aptitude and ability to adapt to modern tech stacks
Benefits
- Competitive pay
- Equity in the form of Stock Options (ISOs)
- Premium healthcare, dental, and vision insurance plans
- 401k savings plan with a 4% match and immediate vesting
- 16 week paid parental leave
- Professional growth and development opportunities
- One month work from anywhere policy
- Company perks program
- Financial guidance program
