Senior Compliance Manager

Altruist is a fintech company transforming the wealth management industry with an AI platform. They're looking for a Senior Compliance Manager to join their Compliance team, providing expert guidance on clearing operations and regulatory initiatives.

Requirements

• 7+ years of hands-on compliance experience at a FINRA-member broker-dealer
• Deep knowledge of clearing operations
• Strong knowledge of FINRA and SEC rules
• Active Series 7 and Series 24 licenses
• Series 4 license within 90 days
• B.A. / B.S. degree in relevant fields

Benefits

• Competitive pay
• Equity for eligible positions
• Premium healthcare, dental, and vision insurance plans
• 401k savings plan with 4% match and immediate vesting
• 16 week paid parental leave
• Professional growth and development opportunities
• Company perks program
• Financial guidance program
• One month work from anywhere policy