Senior Compliance Manager

Altruist is transforming the wealth management industry by building an AI platform for wealth professionals. We're looking for a Senior Compliance Manager to help lead product and marketing compliance efforts and partner on broader regulatory initiatives.

Requirements

• 7+ years of hands-on compliance experience at a broker-dealer and investment adviser
• Strong knowledge of FINRA and SEC rules
• Series 7 and Series 24 required; Series 4 preferred or required within 90 days of hire
• Bachelor's degree (B.A. or B.S.) in a relevant field

Benefits

• Premium healthcare, dental, and vision insurance plans
• 401k savings plan with a 4% match and immediate vesting
• 16 week paid parental leave
• Professional growth and development opportunities
• Company perks program