Head of Distribution & Marketing Compliance
American Century InvestmentsKansas City, Missouri, United States
Posted January 22, 2026
Full Time
About the Company
American Century Investments is a leading global asset manager with over 65 years of experience helping clients achieve their financial goals.
Job Description
The Head of Distribution & Marketing Compliance is responsible for overseeing regulatory compliance for the US and Asia Pacific, including SEC, FINRA, SFC, and ASIC, with a focus on sales, marketing, and Code of Ethics.
Requirements
- Deep knowledge of investment products and distribution practices
- Strong expertise in the Investment Advisors Act of 1940, FINRA Rules, and other applicable US regulatory requirements
- Familiarity with global regulations, such as Hong Kong SFC and Australian ASIC
- Proven experience developing firm-wide compliance policies, procedures, and control frameworks
- Leadership experience managing compliance teams and implementing policy, process, or regulatory changes
- Exceptional interpersonal skills, with the ability to build trust, credibility, and collaborative working relationships
- Highly motivated, intellectually curious self-starter with the ability to lead, motivate, and develop a high-performing team of compliance professionals
- Critical thinking and analytical skills, with the ability to assess complex issues and provide sound recommendations
- 7 or more years of related experience in the financial industry
Benefits
- Competitive compensation package with bonus plan
- Generous PTO and competitive benefits
- 401k with 5% company match plus annual performance-based discretionary contribution
- Tuition reimbursement, formal mentorship program, live and online learning
