The Advisor Career Development Associate Branch Manager will lead, coach, and develop assigned Advisor Career Development (ACD) advisors in a specified Region hub, with a focus on profitable growth and client acquisition.
Requirements
- Bachelors degree or equivalent
- 3 - 5 years relevant experience required with a proven track record of success
- Active FINRA Series 7
- Active State Securities Agent Registration (S63 or S66)
- Active State IAR Registration (S65 or S66)
- Active Life and Variable Contracts insurance licenses
- Maintain appropriate registrations to provide oversight on broker/dealer operations and develop advisor training
- Maintain state securities registrations in resident state, place of business, and states where securities-based compensation is received
- Maintain Investment Advisor Representative registration in investment advisor representative states with a place of business
- 3+ years of people management experience
- Excellent compliance record and knowledge of compliance requirements
Benefits
- 401(k)
- Vacation time
- Sick time
- Health insurance
- Dental insurance
- Life insurance