Compliance Monitoring Officer - Amsterdam

This is a newly created position within the Global Compliance Monitoring Office ‘GCMO’ team, responsible for performing Compliance monitoring activities, maintaining visibility with regulators, and supporting key supervisory processes. The role involves developing and executing risk-based EU hub, NL, and other European Compliance Monitoring Plans ‘CMP', as well as assisting with other European CMPs/monitoring activities.

Requirements

• Fluent English and Dutch (written & spoken)
• Solid, relevant Compliance Monitoring or Internal Audit expertise, ideally within Asset Management
• Solid knowledge of MiFID regulations
• Solid knowledge of investment funds structure/operation/regulation (UCITS & AIFs)
• Familiarity with European regulatory regimes, primarily De Nederlandsche Bank (DNB) and Authoriteir Financiele Markten (AFM)
• Team player
• Organised, curious and self-motivated, with good analytical skills
• Good interpersonal skills
• Good working knowledge of Microsoft Office

Benefits

• Generous Paid Time Off
• 401k Matching
• Retirement Plan
• Four Day Work Week