Registered Operations Leader

We’re a diversified financial services leader with more than $1.5 trillion in assets under management, administration and advisement. We are seeking a Registered Operations Leader to manage operational structures and processes that support the business objectives of the branch. This role holds significant career growth opportunity and is responsible for leadership of branch staff, direct practice support for one or more advisors, and provide financial management/reporting and related tasks.

Requirements

• Bachelors degree or equivalent
• 5 - 7 years relevant experience
• Series 7 or ability to obtain within 150 days
• State securities agent registration (S63 or S66) or ability to obtain within 150 days
• Previous successful supervisory experience including knowledge of HR policies and labor laws
• Excellent written and verbal communication skills
• Ability to manage multiple priorities in a fast-paced environment
• Detail orientated, strong math, and analytical skills
• Proficient with standard business software applications

Benefits

• Vacation time
• Sick time
• 401(k)
• Health, dental and life insurances