Marketing Compliance Analyst/Associate

Apollo is seeking a Marketing Compliance Analyst/Associate to join the Compliance team within Legal, Regulatory, Tax & Compliance. The role will support the firm’s global marketing compliance program by reviewing external communications and partnering with business stakeholders to ensure materials meet regulatory requirements and Apollo’s internal standards.

Requirements

• Bachelor’s degree or equivalent practical experience
• 2–6 years of relevant experience in a compliance, legal, or regulatory role within an investment adviser, broker-dealer, asset manager, or comparable financial institution
• Working knowledge of U.S. securities laws and regulations applicable to marketing and advertising, including the Investment Advisers Act of 1940, the SEC Marketing Rule, and FINRA advertising rules

Benefits

• Discretionary annual bonus
• 401k Matching
• Retirement Plan