Compliance Specialist
Artisan PartnersMilwaukee, Wisconsin, United States
Posted September 5, 2025
Full Time
About the Company
Artisan Partners is a global investment management firm established in 1994, offering high-value-added investment strategies across emerging markets equities, US and global equities, and fixed income. The company attracts experienced professionals to manage assets for sophisticated institutional clients, including retirement plans, foundations, and endowments. Artisan's autonomous teams provide diverse investment solutions through various vehicles to meet different client mandates.
Job Description
The Compliance Specialist will be responsible for compliance testing and surveillance, data analysis, and identifying risks within the firm's compliance program. This role requires strong analytical skills, attention to detail, and the ability to work independently in a fast-paced environment. It involves monitoring regulatory and industry updates and making recommendations on compliance program changes.
Requirements
- Provide analytical support to the compliance program by coordinating data extraction.
- Interpret and analyze data trends and identify root cause(s).
- Review and investigate compliance trade surveillance platform data.
- Ensure timely and accurate data feeds into the trade surveillance platform.
- Complete annual compliance testing and on-going surveillances.
- Prepare periodic reports and metrics regarding testing and surveillance results.
- Recommend controls when testing and surveillance results identify exceptions or trends.
