Marketing & Distribution Compliance, VP

The employee will serve as the primary day-to-day counsel with respect to marketing materials and other communications and documents for one or more products. They will review investor and third-party communications, supervise staff in their reviews, advise on legal and compliance matters, and develop internal policies and procedures.

Requirements

• 8+ years of prior experience at a law firm and/or investment management firm
• Prior experience in a compliance role and/or J.D. required
• Understanding of the Advisers Act and FINRA regulations strongly preferred
• Knowledge of hedge funds and drawdown funds a plus
• Strong attention to detail and analytical skills
• Strong project management and organizational skills with ability to manage multiple and sometimes conflicting demands
• Ability to transform complex compliance, legal, and business problems into commercially actionable work plans
• Highly effective oral and written communication skills, communicates confidently and effectively
• Ability to work independently while remaining a strong team player who works collaboratively and builds strong working relationships
• Proactive time management skills and the ability to manage projects independently and to conclusion
• Substantial initiative, creativity and drive and the ability to implement a measured approach under competing demands

Benefits

• Comprehensive health benefits
• Paid time off
• Life insurance
• 401(k) plan
• Discretionary bonuses