We are seeking a Global Exam Management and Regulatory Inquiries Officer to lead responses to regulatory examinations and inquiries and develop the global regulatory engagement program. The role involves working with the Global Regulatory Engagement Lead, Chief Risk Office, and Global Compliance teams to ensure compliance with current and developing rules and regulations.
Requirements
- Bachelor's degree in Finance, Law, Business, or related field; Master's degree preferred
- 10 years of experience in Regulatory Affairs, Compliance, and/or Risk Management
- Substantial expertise in successfully delivering Regulatory Exams and Inquiries globally across various regulatory regimes
- Understanding of regulatory risk management, internal controls, root cause analysis, financial products, and services
- Strong verbal and written communication skills
- Proven senior stakeholder management skills
- Ability to work in a dynamic environment, building and maintaining a network of contacts, and coordinating with several partners across our company
Benefits
- Retirement Plan
- Tuition Reimbursement
- Relocation Assistance