BNY is seeking a Vice President, Audit Project leader to join its Markets and Wealth Services Internal Audit Team. The role will involve leading or participating in complex global audit assignments, with a primary focus on trade clearing and settlement services. The ideal candidate will have 7 years or more of experience in financial services/capital markets, specifically within Internal Audit or Risk or Compliance/operational risk control testing.
Requirements
- 7 years or more of experience in financial services/capital markets
- Strong knowledge of financial systems or exposure to larger financial institutions
- Degree in Finance or Accounting and/or professional certification like CPA, CFA, CIA
- Excellent team player with effective project management skill
- Understanding of applied and interpretation of analytics results for Audit, critical thinking and problem solving
- Deep knowledge of clearing broker-dealer functions and/or the full trade lifecycle
- Strong working knowledge of the regulatory environment governing financial services
- FINRA rules applicable to broker-dealers, including supervision, margin, customer protection, communications, and reporting
Benefits
- Generous paid leaves, including paid volunteer time
- Competitive compensation and benefits package
- Flexible global resources and tools
- Wellbeing programs
- Access to flexible global resources and tools