BNY is seeking a Vice President, EMEA Financial Crime Compliance Testing (Investment Management) to join their EMEA Financial Crime Compliance Testing Team. The role involves leading and performing testing reviews related to BNY's businesses and operational processes to ensure adherence to applicable laws, rules, regulations, and corporate policies.
Requirements
- Education: Preferred secondary/university graduate degree in Business, Compliance, Finance, Accounting, or related discipline, or equivalent combination of education and experience.
- Relevant industry qualifications (e.g., CISI, IMC, CFA, IAPP certifications) are advantageous.
- Financial industry experience, with experience in Compliance & Risk, compliance testing, control testing, and/or internal audit, ideally gained at a large bank, financial institution, public accounting firm, or regulatory body.
- Building AI solutions and automating control testing preferred.
- Proven track record of managing compliance testing or audit processes independently and under tight deadlines.
- Strong analytical skills with ability to identify, collate, and distill relevant information.
- Excellent verbal and written communication skills to convey complex issues succinctly.
- Ability to work independently, prioritize competing demands, and proactively manage challenges.
- Strong interpersonal skills to collaborate effectively with stakeholders across the Three Lines of Defense.
- Sound risk awareness and ability to apply outcome-focused regulation while understanding commercial pressures.
- Attention to detail and commitment to delivering high-quality work within deadlines.
- Ability to train and mentor junior team members on compliance testing methodologies and systems.
- Aptitude for problem-solving, critical thinking, and developing practical solutions.
- Subject Matter Expert in Financial Crime regulatory requirements with strong Financial Crime audit or compliance experience.
- Proven ability to manage and execute risk-based testing programs or Financial Crime audits.
- Knowledge of global and various jurisdictional Financial Crime regimes related to Investment Management is an added advantage.
Benefits
- Generous paid leaves, including paid volunteer time
- Access to flexible global resources and tools for your life's journey
- Wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy
- Highly competitive compensation
