Senior Compliance Analyst

We are seeking an engaged, detail-oriented, and self-motivated Senior Compliance Analyst to join our Compliance team. The ideal candidate will possess the required qualifications, be self-motivated, and reflect ownership over given responsibilities while working under moderate supervision.

Requirements

• 2-4 years of experience in a compliance role with a registered investment advisor
• Familiarity with SEC Marketing rule requirements
• Strong operational understanding of private client, institutional client, fund, and private equity investment managers
• Ability to demonstrate ownership over given responsibilities while working under moderate supervision
• Ability to multi-task, prioritize and perform well under pressure
• Ability to adapt to rapidly changing priorities
• A track record of providing well-reasoned, balanced compliance advice
• Excellent written and verbal communication skills
• Ability to work in our Baltimore office five days a week

Benefits

• Medical
• Dental
• Vision
• Wellness program participation incentive
• Financial wellness program
• Fitness event fee reimbursement
• Gym membership discounts
• Colleague Assistance Program
• Telemedicine Program
• Adoption Benefits
• Daycare late pick-up fee reimbursement
• Basic Life & Accidental Death & Dismemberment Insurance
• Voluntary Life & Accidental Death & Dismemberment Insurance
• Short Term Disability
• Paid parental leave
• Group Long Term Disability
• Pet Insurance
• 401(k) (50% employer match up to IRS limit, 4 year vesting)