Compliance Lead

Join Capital Group as a Compliance Lead and collaborate with a team of compliance professionals to ensure compliance with regulatory and firm policies. As a trusted compliance partner, you will provide sound guidance and perspective to associates across various teams and departments.

Requirements

• 8+ years of industry and/or compliance experience within financial services
• Series 7, 24, and 66 (or equivalent) licenses
• Sound judgment and analytical skills
• Ability to convey regulations and policies
• Strong communication skills and ability to influence a variety of personalities

Benefits

• Generous time-away and health benefits
• 2-for-1 matching gifts for charitable contributions
• Annual grants for charitable organizations
• On-demand professional development resources