Sox Coordinator - Finance

The Sox Coordinator manages the company's SOX compliance program and acts as a central point of contact and subject matter expert to ensure appropriate internal controls over financial reporting are designed and implemented.

Requirements

• Manage the Company's SOX compliance program and acts as a central point of contact and subject matter expert to ensure appropriate internal controls over financial reporting are designed and implemented.
• On-going project management of the SOX program, including overseeing the coordination efforts between Internal Audit team members, external auditors, and internal business process owners.
• SOX mapping, scoping and risk assessment by collaborating with cross-functional teams, including accounting, lending, deposit operations, and others, within the Company to stay up to date on significant changes that may have an impact on the design and/or operating effectiveness of controls.
• Management's SOX process controls documentation (narratives) updates and review process controls to ensure adequate design and identification of.
• Review and assist management in the completion of Entity Level Controls documentation and evaluations.
• Review and assist in the identification, design and implementation of controls related to new processes, systems, models, lines of business, etc.
• Manage relationship with co-sourced provider to optimize engagement economics and quality deliverables for the SOX program.
• Maintain on-going communication with external auditors including alignment on SOX planning, walkthroughs/testing, audit requests, and deficiency evaluation.
• Identify, evaluate, and monitor the remediation of control deficiencies.
• Deliver timely and concise communication including developing and producing management reporting illustrating SOX status, trends, and remediation of deficiencies.
• Prepare executive management and Audit Committee dashboards highlighting overall SOX progress.
• Educate Business Process Owner's (BPO's) by leading training sessions to demonstrate compliance requirements and share hot topics in SOX compliance.
• Completes required BSA/AML training and other compliance training as assigned.
• Ability to work in a constant state of alertness and in a safe manner.

Benefits

• 401k Matching
• Generous Paid Time Off
• Retirement Plan