Director, Senior Compliance Officer

CTC is a cutting-edge proprietary trading firm that invites applications for a Director - Senior Compliance Officer role. The ideal candidate will have strong expertise in securities and commodities trading to support the firm's compliance division.

Requirements

• Bachelor’s degree required, a Law degree is a plus.
• 10 years of experience in a compliance function that directly supports a professional trading business, or 4 years in a compliance function and 6 additional years in non-compliance roles in financial services.
• Ability to manage and prioritize multiple ongoing projects in a fast-paced trading environment.
• Solid knowledge of SEC, FINRA, CFTC and SRO rules and regulations.
• Establish strong working relationships with exchanges, regulators and vendors.
• Exceptional verbal and written communication skills.
• Strong time management skills with an emphasis on follow-through and completion of projects.

Benefits

• Generous time off
• Insurance coverage
• Paid parental leave
• Free breakfast and lunch
• Wellness reimbursement