Compliance Officer - AFC & Compliance Testing, AVP

The Compliance Officer will support the Americas Head of AFC and Compliance Testing in performing reviews, tests, and branch inspections designed to provide assurance that the internal control framework is effective in mitigating AFC and Compliance risk within DWS in the Americas Region. The role involves performing AFC and Compliance reviews, supporting the development of testing modules, and building effective relationships with business line leadership and stakeholders.

Requirements

• Strong knowledge of regulations governing financial institutions
• Experience in Compliance, Testing or Internal Audit functions within financial services
• Excellent interpersonal and communication skills
• Strong analytical and investigative skills
• Strong critical thinking skills
• Strong organizational and project management skills

Benefits

• Best in class leave policy
• Gender neutral parental leaves
• 100% reimbursement under childcare assistance benefit (gender neutral)
• Sponsorship for Industry relevant certifications and education
• Employee Assistance Program
• Comprehensive Hospitalization Insurance
• Accident and Term life Insurance
• Complementary Health screening