Head of Risk Management

DriveWealth is seeking a Head of Enterprise Risk Management (ERM) to establish and iterate on the firm-wide ERM program, including the enhancement of the Risk Appetite Statements and associated tolerance thresholds. The successful candidate will lead the operational risk and financial risk focus areas, translating the complexities of fractional equities, stock loan activities, and liquidity management into a cohesive Enterprise Risk Management framework.

Requirements

• 10-15 years in Risk Management
• 5 years in a senior leadership capacity at a FINRA-registered Broker-Dealer or adjacent financial technology firm
• Financial Mastery: Proven track record in managing Liquidity, Margin, and Trading risk is essential
• Relevant FINRA licenses (e.g., Series 7, 24) are highly preferred; Series 4 or 9/10 is a significant plus

Benefits

• Competitive compensation
• Equity
• 401(k) match
• Full insurance coverage
• Wellness reimbursement
• Company-provided phone
• Personal development allowance
• Generous PTO
• Observed holidays
• Extended leave