Operations Specialist, Purchase & Sales
DriveWealthNew York, New York, United States
Posted February 25, 2026
115000 - 125000 USD
Full Time
About the Company
DriveWealth is a global B2B financial technology organization dedicated to democratizing access to financial independence around the world.
Job Description
DriveWealth is looking for an Operations Specialist, Purchase & Sales to join their team in New York. The successful candidate will play a critical role in trade processing, reconciliation, and settlement across various asset classes, primarily equities. The position ensures the timely and accurate confirmation of trades, supports regulatory reporting requirements, and coordinates with executing brokers, clients, and internal teams to resolve breaks and exceptions.
Requirements
- 2+ years working in the P&S Dept with a Broker-Dealer
- P&S specialist with Equity/Option product knowledge
- Buy-in knowledge re: REGSHO rule
- Reconciliation of Equity Trade Breaks in CNS
- Obligation Warehouse monitoring and Corrective action
- Series 99
- Familiarity with industry utilities and platforms (e.g., DTCC, NSCC, TRAQS, NASDAQ WORKX and TRAFIX)
Benefits
- Competitive compensation
- Equity
- 401(k) match
- Full insurance coverage
- Wellness reimbursement
- Company-provided phone
- Personal development allowance
- Generous PTO
- Observed holidays
- Extended leave
