Chief Compliance Officer

Edgehog Trading is a proprietary trading firm seeking a Chief Compliance Officer to oversee trading activity and ensure compliance with federal securities laws, FINRA regulations, and internal risk policies.

Requirements

• Previous experience (1-4 years) in a compliance or regulatory role at an options market maker, bank, broker dealer, or similarly regulated financial institution.
• BS/MS/BA degree in Finance, Accounting, Business, Law, or a related field.
• Series 24 license, or willingness to acquire the Series 24 in an expedited manner.
• Familiarity with SEC and FINRA rules and regulations, particularly in areas such as 15c3-5, trading activity, and trade reporting.
• Hands-on experience with compliance technologies, including trade surveillance tools and regulatory reporting systems.
• Strong analytical skills with the ability to work effectively in a cross-functional environment.

Benefits

• Paid leave
• Insurance