We are looking for a proactive Compliance Associate to join us on a 12-month fixed-term contract. This is a high-impact, generalist role where you will serve as the strategic right hand to our SMF 16/17, helping to navigate the complexities of our regulatory landscape.
Requirements
- 2-3 years minimum generalist experience, ideally gained from a CFD background.
- Proven experience managing both Regulatory Compliance (Advisory, Monitoring, Policy) and Financial Crime (AML, KYC, EDD, Transaction Monitoring) workflows.
- Hands-on experience preparing and submitting regulatory returns via the FCA RegData platform and maintaining the FCA Directory/Connect systems.
- Ability to monitor transactions and trades to spot Market Abuse or money laundering, and experience drafting reports (STORs/SARs) for regulators.
Benefits
- 26 days' holiday
- Aviva workplace pension
- Vitality private health insurance
- Ongoing investment in your career development
- Parental leave
- Staff referral bonus program
- Collaborative team culture
- Ongoing investment in your career development, including technical and professional training
- Being part of an exciting new project for the company
- Regular social activities