Regulatory Compliance Manager
Fidelity CanadaToronto, Ontario, Canada
Posted April 30, 2026
Contract / Temporary
About the Company
Fidelity Clearing Canada is the leading independent clearing broker and custodian in the Canadian market.
Job Description
Regulatory Compliance Manager responsible for the daily operation of the Trade Surveillance program and Trade Desk Supervision. Provides subject matter expertise for system and procedure development and improvement. Assists with staff training, generates reporting metrics for periodic reporting, and provides backup for other team members.
Requirements
- 5 or more years’ experience in the investment dealer industry, including experience in compliance roles and/or trading desk
- Completion of University degree
- Work experience with derivatives such as Canadian exchange traded futures and options
- Obtained or working towards CSC
- 3+ years of experience in trade surveillance related compliance and pre-trade risk controls is an asset
- Trader training course, options supervisor course, or conducts and Practices Handbook Course is an advantage
- Obtained or working towards Certificate in Investment Dealer Compliance is nice to have
Benefits
- Base Salary and Discretionary Performance Bonus
- RRSP Contribution