Principal Counsel, Regulatory
Financial Industry Regulatory Authority, Inc.Washington, District of Columbia, United States • Jersey City, New Jersey, United States • New York, United States • New Jersey, United States • Rockville, Maryland, United States • New York, New York, United States • Virginia, United States
Posted April 1, 2026
114200 - 248700 USD
Full Time
About the Company
FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc.
Job Description
The Principal Counsel in Office of General Counsel (OGC), Regulatory Policy renders legal advice and support in connection with the complete life cycle of new regulatory initiatives and serves as subject matter resource in one or more areas of legal expertise.
Requirements
- Law degree and licensed to practice law in all applicable jurisdictions
- Minimum 6 years of directly related legal experience
- Advanced working knowledge of laws, rules, and regulations governing the securities industry
- Strong organizational skills
- Excellent oral and written communication skills
- Excellent judgment, analytical, and interpersonal skills
Benefits
- Comprehensive health, dental and vision insurance
- Basic life, accidental death and dismemberment, supplemental life, spouse/domestic partner and dependent life, and spouse/domestic partner and dependent accidental death and dismemberment insurance
- Short- and long-term disability insurance
- Long-term care insurance
- Business travel accident insurance
- Disability insurance
- Legal insurance
- 401(k) plan with company match
- Additional FINRA-funded retirement contribution
- Tuition reimbursement
- Commuter benefits
- Adoption assistance
- Backup family care
- Surrogacy benefits
- Employee assistance
- Wellness programs
