Compliance Program Lead

We are seeking a highly skilled Compliance Program Lead to oversee and enhance our regulatory compliance initiatives. The ideal candidate will have a strong background in compliance, risk management, and regulatory affairs within financial services or fintech.

Requirements

• Conduct compliance assessments and review risk obligations to identify control gaps and emerging issues.
• Carry out periodic reviews of existing risk assessments to ensure continued relevance and accuracy.
• Conduct internal compliance controls testing to evaluate the effectiveness of AML/CTF, licensing, and operational compliance controls.
• Conduct transaction monitoring and act as an escalation point for BSA/AML/CTF operational matters.
• Maintain and enhance compliance documentation, policies, and procedures to align with evolving regulatory expectations as part of our regulatory monitoring and change management program.
• Monitor and assess compliance risks, implementing effective controls and process improvements as necessary.
• Work closely with cross-functional teams to integrate compliance requirements into business operations and new product initiatives.
• Support regulatory audits, examinations, and inquiries, ensuring proper documentation and effective communication with regulators.
• Conduct compliance training and awareness programs for employees, fostering a culture of compliance throughout the organization.
• Collaborate with internal stakeholders to evaluate and implement third-party compliance tools for transaction monitoring, KYC, and AML screening.

Benefits

• Competitive compensation package, including benefits and career development opportunities.