Audit Response Specialist

The Audit Response Specialist is responsible for ensuring the organization adheres to regulatory requirements and internal policies when dealing with customers, including compliance verification, vendor interaction, risk assessment, regulatory adherence, and reporting.

Requirements

• Bachelor’s degree in Law, Business Administration, Finance, or a related field.
• 3-5 years of experience in compliance, risk management, or a similar role, preferably within the financial services industry.
• Certification in compliance (e.g., Certified Compliance & Ethics Professional (CCEP), Certified Regulatory Compliance Manager (CRCM)) is a plus.

Benefits

• Health, dental, vision, life, and short/long-term disability insurance
• Paid vacation, holidays, and sick leave
• Competitive compensation and opportunities for advancement
• Retirement plan with employer contribution match