Senior Data Analyst - Compliance

Interactive Brokers is seeking a motivated Data Analyst – Compliance to support its global broker-dealer reporting requirements. This compliance role involves researching and documenting data lineage, creating and maintaining policies, and supporting the data governance program. The role requires collaboration with stakeholders and a strong understanding of regulatory compliance.

Requirements

• 5+ years of experience at a financial services company, auditor, or regulator
• 3+ years of experience performing or auditing middle- and back-office functions at a broker-dealer, investment manager, hedge fund, or bank
• Experience analyzing and documenting data flows and entity relationships (e.g., DFD, ERD)
• Solid academic background with a Bachelor’s or master’s degree in Finance, Business, Economics, Computer Science, Data Science, or Information Systems
• Knowledge of information systems, software development, NLP, Python, UNIX, SQL, and databases
• Knowledge of data catalog, lineage, and data quality tools
• Fluent with MS Office tools, especially Excel (Power Query, VBA) and Visio
• Ability to work independently in a small-team environment and multitask with minimal supervision

Benefits

• Competitive salary
• Annual performance-based bonus
• Stock grant
• Retirement plan
• Health and wellness benefits
• Wellness screenings and assessments
• Employee Assistance Program (EAP)
• Paid time off
• Corporate events
• Education reimbursement