Compliance Manager

Compliance Manager role at Invesco, responsible for executing risk-based compliance testing and surveillance activities across the Americas, designing and executing risk-based compliance reviews, and collaborating with business partners to draft remediation plans and track closure of issues.

Requirements

• Bachelor's degree in accounting, finance or related business fields
• 6-8+years of experience in Financial Services Industry, in an Investment Management firm’s compliance, auditing or risk function preferred
• Broad knowledge of federal securities laws and regulations (SEC, FINRA, ERISA), including requirements under the Investment Advisers Act and Investment Company Act of 1940
• Working understanding of a wide range of security types, including equities, fixed income, and derivatives
• Familiarity with trading systems and related compliance components (e.g., Charles River)
• Strong verbal and written communication skills with proven negotiation and influence abilities
• Excellent interpersonal skills with the ability to work effectively across all levels and a strong results-oriented mindset

Benefits

• Flexible paid time off
• Hybrid work schedule
• 401(K) matching of 100% up to the first 6% with a discretionary supplemental contribution
• Health & wellbeing benefits
• Parental Leave benefits
• Employee stock purchase plan