Senior Compliance Analyst

As a Senior Compliance Analyst at Invesco, you will perform Rule Coding and Testing activities, Regular Rule maintenance, and Conduct Account Mapping / Review. You will also prepare documentation to support reviews conducted and to substantiate/demonstrate adequate processes/controls in coding rules on order management system. Additionally, you will Address compliance alerts/warnings, Perform review of portfolio transactions, and Monitor compliance investment restrictions as they apply to holdings and transactions, identifying breaches and following up with relevant stakeholders to ensure rectification.

Requirements

• Total work experience of 4 - 6 years required including 2 - 4 years of relevant work experience from asset management industry preferably with an investment advisor or mutual fund group in Compliance or regulatory environment
• Strong knowledge of and experience with Equity/Fixed Income/ETF Products required, including UCITS Funds, Institutional Products and 40 Act Funds
• Knowledge of securities regulation as it relates to operations within advisor compliance programs is required
• Experience with regulatory environments such as SEC, ERISA, CSSF and FCA is required

Benefits

• Competitive Compensation
• Flexible, Hybrid Work
• 30 days’ Annual Leave + Public Holidays
• Life Insurance
• Retirement Planning
• Group Personal Accident Insurance
• Medical Insurance for Employee and Family
• Annual Health Check-up
• 26 weeks Maternity Leave
• Paternal Leave
• Adoption Leave
• Near site Childcare Facility
• Employee Assistance Program
• Study Support
• Employee Stock Purchase Plan
• ESG Commitments and Goals
• Business Resource Groups
• Career Development Programs
• Mentoring Programs
• Invesco Cares
• Dress for your Day