Regional Compliance Officer - Key Investment Services

The Regional Compliance Officer plays a key role in ensuring Key Investment Services LLC meets regulatory and internal standards. The primary responsibility is conducting branch inspections, though this role also involves providing compliance training, drafting and updating policies, providing advice and guidance to business partners, investigating potential fraud and elder abuse claims, and supporting other compliance projects.

Requirements

• Bachelor's Degree or equivalent experience
• Minimum 5 years of experience in compliance, risk management, auditing, or related fields
• Series 7 and 24 or the ability to obtain them within six months of hire

Benefits

• Medical, dental, and vision insurance
• 401(k) and pension plan
• Life insurance
• Flexible spending accounts
• Employee discounts