Compliance, Control Room, Associate/Vice President, Sydney

We're looking for a compliance officer to join our Control Room team in Sydney. You'll be responsible for preserving the integrity of the Firm's information barriers, monitoring and controlling the flow of confidential information, and advising business areas on legal and policy restrictions.

Requirements

• Interacting with Global Banking & Markets, Asset Wealth Management, and other business divisions
• Liaising with Legal and other Compliance teams
• Reviewing research publish by the Global Investment Research Division
• Applying the Global Research Settlement rules and Firm's policies
• Managing the Firm's bespoke Materiality Checking process

Benefits

• Flexible work arrangements
• Opportunities for professional growth and development
• Diverse and inclusive work environment
• Benefits, wellness and personal finance offerings
• Mindfulness programs