Compliance, GBM Public Compliance - FICC, Vice President, New York

The role of a Global Banking & Markets- Public Compliance officer is to assist the firm in preventing, detecting and mitigating compliance, regulatory, and reputational risk within the Global Banking & Markets-Public business by articulating and maintaining the standards of conduct required of the firm’s businesses as well as the laws, regulations and policies governing those businesses.

Requirements

• Bachelor’s Degree
• 6 or more years Compliance, Legal, Regulatory or Financial Services industry experience
• Knowledge of rules and regulations governing broker-dealers, swap dealers, and other regulated financial services entities
• Regulatory experience within and/or understanding of foreign exchange, OTC derivatives, securities-based swaps, or securities businesses a plus
• Spanish language skills a plus

Benefits

• Retirement Plan
• 401k Matching