Internal Audit, FICC, Vice President, Salt Lake City

In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm’s compliance with laws and regulations, and advising management on developing smart control solutions.

Requirements

• Develop and maintain an in-depth understanding of the firm’s Swap Dealer compliance program
• Manage and execute audits focused on the firm’s compliance with the Swap Dealer requirements including planning and scoping, fieldwork and audit test plans, and reporting
• Manage and execute audits focused on the firm’s Fixed Income, Currencies and Commodities Sales and Trading desks, including planning and scoping, fieldwork and reporting.
• Drive walkthroughs with stakeholders to perform control design assessments
• Lead audit testing to ensure audit fieldwork is focused on the right areas and documentation meets high quality standards
• Collaborate with business and engineering audit teams to identify risks, assess mitigating controls, and make recommendations on improving the control environment
• Strong critical thinking and business acumen, ability to understand and communicate complex control deficiencies, identify root cause, recommend and influence control enhancements
• Ability to effectively communicate and report on the audit conclusions and findings, and present to Internal Audit senior management and business stakeholders
• Follow-up on open audit issues and validate their resolution
• Participate in department-wide initiatives aimed at continually improving Internal Audit's processes and supporting infrastructure
• Develop and maintain key stakeholder relationships and regularly engage with the business during the year to assess changes in the risk and control environment

Benefits

• Healthcare benefits
• Retirement plan
• Tuition reimbursement
• Parental leave
• Relocation assistance