Wealth Management Compliance Officer - London - Vice President

Goldman Sachs Global Compliance is dedicated to protecting the reputation of the firm, managing risk and helping to advance the business of the firm. As a Wealth Management Compliance Officer, your role will be focused on preventing, detecting and mitigating compliance, regulatory and reputational risk across the firm and help strengthen the firm’s culture of compliance.

Requirements

• Provide advice on how to conduct the firm’s business in a manner that complies with the comprehensive array of rules, regulations and policies applicable to our business
• Identify Compliance risk associated with business processes and practices including review and potential enhancements of existing controls
• Review and approval of marketing materials prepared for distribution to clients
• Perform thematic forensic reviews
• Review of errors and customer complaints
• Support internal and external audit preparation work
• Provide training on applicable compliance requirements
• Identify, review and implementation of new regulations by partnering with Legal, Business Personnel, Compliance Officers and other stakeholders
• Participation in various global and region specific strategic projects to provide comprehensive Compliance inputs and drive Compliance owned deliverables
• As needed, support development and analysis of existing and new policies, standards and processes to ensure compliance with applicable regulations and requirements
• Advise, challenge and influence stakeholders teams as required in relation to regulations, policies and reputational risk

Benefits

• Generous Paid Time Off
• 401k Matching
• Retirement Plan
• Visa Sponsorship
• Four Day Work Week
• Generous Parental Leave
• Tuition Reimbursement
• Relocation Assistance