Senior / Head of Compliance

My client is a leading Investment Management and Financial Advisory firm based in North Yorkshire seeking an experienced Compliance professional to provide regulatory and technical advice and expertise across the Investment Management and Financial Advice areas. The ideal candidate will have proven senior level experience in Financial Services compliance and a track record of working in accordance with regulatory, compliance and conduct risk policies.

Requirements

• Degree calibre and preferably hold a relevant professional compliance/regulatory qualification
• Proven senior level experience in Financial Services compliance, preferably within a Financial Advice, Wealth / Investment Management and/or within a Retail Investments environment
• Demonstrate proven experience of contributing to strategy and operational plans in a regulated environment