Compliance Officer: Surveillance (VN2455)

Marex Group plc is seeking a Compliance Officer: Surveillance to provide E-communications, Voice, and Trade Surveillance review services to US Broker Dealer and FCM business lines. The role requires a strong understanding of US financial markets, data analysis, and interpretation skills, as well as experience working in a regulated environment. The Compliance Officer will be responsible for monitoring transactions, conducting regular audits, training employees on regulatory requirements, and implementing policies and procedures to minimize non-compliance risks.

Requirements

• Excellent understanding of US financial markets
• Data analysis and interpretation skills
• Proficiency in Microsoft Office products
• Organizational and time-management skills
• Excellent English verbal and written communication skills
• Existing Surveillance experience in a financial markets context
• Experience working in a regulated environment

Benefits

• Competitive salary
• Benefits package
• Opportunities for career growth and development