Director of Brokerage Operations
moomooJersey City, New Jersey, United States
Posted June 18, 2025
100000 - 145000 USD
Full Time
About the Company
Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).
Job Description
Futu US Inc. is seeking an experienced Operations Director to join its dynamic team within its Broker-Dealer operations. The ideal candidate will play a pivotal role in ensuring seamless operational processes, mitigating risk, and maintaining compliance with regulatory standards.
Requirements
- 10+ years of experience in Operations Control within a Broker-Dealer environment
- Strong understanding of SEC, FINRA, and regulatory frameworks governing Broker-Dealer operations
- Expertise in trade reconciliations, risk management, and compliance monitoring
Benefits
- Comprehensive Paid Medical Benefits
- 401k Employer Contribution
- Generous Paid Time Off & Paid Holidays
- Opportunities for Professional Growth & Development
- Performance Based Bonuses
