Compliance Analyst, Conflicts of interest, Global Controls – Mumbai. Morningstar is seeking a Compliance Analyst based in Mumbai reporting to the Manager of Conflicts of Interest, Global Controls based in India (Mumbai).
Requirements
- A minimum of 2 years’ experience in compliance and/or regulatory analysis developed in Financial Services, Accounting or Legal professions.
- Prior experience with Control Room functions, including preclearance of employee trades and management and use of restricted lists, is a plus.
- Bachelor’s degree in Finance, Accounting, Commerce or Business Administration.
- Proficiency with Excel.
- Knowledge of Power BI, Copilot, Claude and other automation tools.
- Experience in implementation and monitoring adherence to corporate policies, procedures and other guidance documents.
- Ability to manage multiple projects concurrently in conjunction with the Compliance team.
- A team player with positive and proactive attitude.
- Strong organizational and communication skills (verbal and written).
- Excellent command over the English language essential (written and verbal).
- Strong analytical and investigative skills.
Benefits
- Generous Paid Time Off
- 401k Matching
- Retirement Plan
- Four Day Work Week
- Generous Parental Leave
- Tuition Reimbursement
- Relocation Assistance