Financial Crimes & Compliance, Securities (MUSA) - Vice President

Mitsubishi UFJ Financial Group (MUFG) is seeking a Vice President for Financial Crimes & Compliance, Securities (MUSA). The selected colleague will work at an MUFG office or client sites four days per week and work remotely one day, providing AML and Sanctions compliance support to the Securities business in the U.S. and Canada.

Requirements

• Provides full advisory services to First and Second Lines of Defense on all applicable money laundering and sanctions risk, including but not limited to the Bank Secrecy Act (BSA), USA PATRIOT Act, FINRA and U.S. Treasury AML guidelines.
• Analyzes and documents acceptance of risk for high-risk customers.
• Participates in FCC Risk Assessments for assigned product or function to mitigate FCC exposure.
• Analyzes FCC findings to further understand where FCC risk is emerging within the bank’s customer portfolio.
• Implements controls to respond to FCC findings that mitigate FCC risk.
• Review existing FCC Program documents to ensure that they are effective and account for current or emerging risk.
• Develop and design training that ensures employees are receiving effective training to maintain awareness about FCC risk and the appropriate ways to effectively mitigate or escalate FCC risk.

Benefits

• Comprehensive health and wellness benefits
• Retirement plans
• Educational assistance and training programs
• Income replacement for qualified employees with disabilities
• Paid maternity and parental bonding leave
• Paid vacation, sick days, and holidays