Compliance Manager

We are seeking a Compliance Manager to support our firm's compliance and risk management functions, ensuring alignment with applicable regulatory requirements. The role involves implementing and maintaining the firm's compliance program, monitoring regulatory developments, and contributing to compliance training and internal assessments.

Requirements

• Minimum 5-7 years of experience in compliance or risk management roles
• Undergraduate degree in a related field
• Industry certifications such as CIM, CFA are assets
• Knowledge of BCSC, OSC, SEC, Canadian and US legislation and regulation is an asset
• Proficient with MS Office
• Experience with compliance policy writing
• Audit, risk management and privacy law knowledge

Benefits

• Competitive base salary hiring range of $90,000 - $110,000
• Comprehensive compensation and benefits package
• Profit sharing and benefit programs
• Share ownership program
• Total rewards package