eTrading Risk and Controls

The Equities eTrading Risk and Controls is a first line of defence function for low touch electronic trading within Global Equities. The team will work closely with each eTrading businesses and technology across Global Equities as well as Second Line functions. Equities eTrading Risk and Controls is responsible for the build out and maintenance of robust control framework that mitigates risks associated with low touch electronic trading including conduct risk.

Requirements

• A strong understanding of algorithmic trading systems and the inherent risks involved in their use, along with various controls used to mitigate such risks.
• Strong communication skills and ability to engage with all levels of management
• A self-starter with an ability to drive initiatives and collaborate with global counterparts on deliverables.
• Ability to analyse, interpret, re-factor and present complex data-sets. Strong Excel and presentation skills preferable.
• Knowledge of local regulations and key exchange rules relating to algorithmic trading preferable.
• Track record of sound risk management to reduce operational and conduct risk and facilitate rapid business development.
• Experience in E-Trading, Technology, Compliance, Operational Risk Management, Audit and/or other relevant function preferable.

Benefits

• 401(k) eligibility
• Paid time off benefits
• Parental leave
• Medical benefits
• Financial benefits